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Derick Saldanha
MCSI, CAMS, MBA

Head of Compliance

Derick has over 14 years of experience in Compliance, with deep expertise in areas such as Overall Compliance, KYC/Due Diligence, Regulatory Inspections, Corporate Governance, AML/CFT and Risk Management.

His diverse career, which includes roles at an international investment bank, hedge fund, exchange house, and financial advisory, has equipped him with a broad perspective on regulatory challenges across industries. He is skilled in overseeing complex compliance frameworks, conducting regulatory audits, and ensuring adherence to evolving global standards.

With an MBA in HR, a Chartered Membership from the Chartered Institute for Securities & Investment, and a CAMS certification, Derick is a seasoned compliance professional capable of driving compliance excellence and mitigating regulatory risks for organizations.

Qualifications & Awards

CISI Level 3 Award in Global Financial Compliance

CISI Investment Operations Certificate (United Arab Emirates)

CISI International Introduction to Investment Award

CISI Certificate in Securities (United Arab Emirates)

CISI Level 3 Certificate in Investment Operations

CISI Level 3 Award in Risk in Financial Services

CISI Level 3 Extended Certificate in Investment Operations

CISI Extended Certificate in Investment Operations

CISI Level 3 Award in Combating Financial Crime

CISI Extended Certificate in Investment Operations (United Arab Emirates)

Regions Covered

  • Middle East